Compliance Centre
AML/KYC monitoring, GDPR compliance, and regulatory alerts
3
High Priority
3
Medium Priority
2
Low Priority
11/11
AML Verified
Active Compliance Alerts
Mrs M.A. CrawfordReview OverdueHigh
Annual review overdue by 43 days. POA client — requires priority attention.
11 Feb 2026
Mr D.P. O'BrienReview OverdueHigh
Annual review overdue. Client has no-mailing preference — contact via email.
11 Feb 2026
Mr G.S. PembertonDeceased ClientHigh
Deceased client. Probate process initiated. Estate executor: Mrs Helen Pemberton.
08 Jan 2026
Mrs M.A. CrawfordPower of AttorneyMedium
Power of Attorney registered. All correspondence via Mr Andrew Crawford.
14 Mar 2024
Mr D.P. O'BrienMailing ReturnedMedium
Previous mailing returned on 15/08/2024. Address verification needed.
15 Aug 2024
Mrs M.A. CrawfordAML/KYCMedium
AML check due for renewal. Last verified: 15/12/2024.
11 Feb 2026
Mrs M.A. CrawfordData IncompleteLow
No email address on file. Digital communication not possible.
11 Feb 2026
Mr G.S. PembertonData IncompleteLow
No email address on file.
11 Feb 2026